• 2022-06-09
    Which of the following does NOT violate Standard Ⅰ ( D), Misconduct Roland Lawson, a CFA charterholder and a financial analyst:
    A: is arrested for participating in a nonviolent protest.
    B: committed perjury in connection with a lawsuit against his firm.
    C: drinks excessively during business meetings with clients and returns to work under the influence of alcohol.
  • A

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    • 0

      The Standards of Practice Handbook is least likely to require a member of member’s firm to disclose which of the following to clients and prospective clients() A: Underwriting relationships. B: Market-making activities. C: Obligation to abide by CFA Institute Code of Ethics and Standards of Professional Conduct.

    • 1

      Which of the following drinks are included alcohol? A: sherry B: gins C: mine water D: liqueur

    • 2

      Which of Crusoe’s sins does he refer to as his “original sin?”( ). A: Rebelling against his father B: Being cold and unfeeling C: Owning slaves D: Consuming alcohol

    • 3

      Which of the following is a general term referring to all alcoholic drinks? ______ A: wine B: spirit C: alcohol D: liquor

    • 4

      Which of the following places got their names under the influence of Dutch.