Which of the following does NOT violate Standard Ⅰ ( D), Misconduct Roland Lawson, a CFA charterholder and a financial analyst:
A: is arrested for participating in a nonviolent protest.
B: committed perjury in connection with a lawsuit against his firm.
C: drinks excessively during business meetings with clients and returns to work under the influence of alcohol.
A: is arrested for participating in a nonviolent protest.
B: committed perjury in connection with a lawsuit against his firm.
C: drinks excessively during business meetings with clients and returns to work under the influence of alcohol.
举一反三
- It is no ________that a large number of violent crimes are committed under the influence of alcohol. ?xml:namespace>
- An analyst preparing a report does NOT need to cite the use of which of the following A: Charts developed by a colleague in the same firm. B: A recent quote from Alan Greenspan. C: Estimates of betas provided by Standard & Poor's.
- 中国大学MOOC: Which of the following drinks are included alcohol?
- An analyst does research about the accrued revenue. Accrued revenue is properly classified on a financial statement as which of the following() A: Assets. B: Liabilities. C: Equity.
- Which of the following is not an example of a conflict of interest for a firm's director? A: vice president is a key decision maker of the firm B: owner of a company that supplies of materials to the firm C: consultant who does a substantial amount of work for the firm D: local business owner who has a membership to the Chamber of Commerce