With respect to the Standards relating to preservation of confidentiality, which of the following statements is least accurate Members and candidates must keep information about all former current, and prospective clients confidential unless :（）
A: the information concerns illegal activities on the part of the clients.
B: disclosure is required by firms' policies.
C: the clients permit disclosure of the information.
A: the information concerns illegal activities on the part of the clients.
B: disclosure is required by firms' policies.
C: the clients permit disclosure of the information.
举一反三
- What does the speaker say about doctors and lawyers(). A: They should prevent their clients’ personal information from being known by others. B: They are not entitled to getting any personal information about their clients. C: They are not supposed to keep secret what their clients tell them. D: They have no rights to know their clients’ personal information.
- The Standards of Practice Handbook is least likely to require a member of member’s firm to disclose which of the following to clients and prospective clients（） A: Underwriting relationships. B: Market-making activities. C: Obligation to abide by CFA Institute Code of Ethics and Standards of Professional Conduct.
- Which of the following statements about financial statements and reporting standards is least accurate（） A: Reporting standards focus mostly on format and presentation and allow management wide latitude in assumptions. B: The objective of financial statements is to provide economic decision makers with useful information. C: Reporting standards ensure that the information in financial statements is useful to a wide range of users.
- Which of the following statements about proxy statements is least accurate Proxy statements are:（） A: issued to shareholders when there are matters that require a shareholder vote. B: not filed with the SEC. C: a good source of information about the qualifications of board members and management.
- Which of the following function is the most important function performed by a headhunter?( ) A: To try to keep candidates working for the clients as long as possible. B: To provide career development for the candidates. C: To find a perfect match between clients and candidates. D: To save recruitment cost for the clients.