A CFA charter holder in a managerial position is in the process of hiring new analysts. If the charter holder conducts background checks on the job applicants with respect to their character, the charter holder has:（）
A: complied with Standard Ⅰ (D) concerning professional misconduct.
B: violated the Code of Ethics by invading the applicants’ privacy.
C: violated Standard Ⅲ (E) concerning confidentiality.
A: complied with Standard Ⅰ (D) concerning professional misconduct.
B: violated the Code of Ethics by invading the applicants’ privacy.
C: violated Standard Ⅲ (E) concerning confidentiality.
举一反三
- Which of the following is an appropriate statement for a Level Ⅱ CFA candidate to make（） A: I am a Level I CFA charter holder. B: I will be a CFA charter holder within 2 years. C: I passed the Level I CFA exam last year.
- 以下与TCT相同的概念有： A: time charter B: trip charter C: period charter D: daily charter
- The conditions for the holder to exercise the right of recourse are: the holder holds the qualified bill, and the holder is responsible and refused to pay.
- Which of the following is not essential in a name card?( ) A: company name of the holder B: a brief introduction of the company C: contact number of the holder D: title of the holder
- According to the Negotiable Instruments Law of the People's Republic of China (2004 Revision)If a holder get the payment, the holder shall sign the bill of exchange and deliver the draft to the payer. If a holder has entrusted a bank for the collection, the bank entrusted shall transfer the amount of the bill of exchange collected into the account of the holder, which shall be regarded as the receipt signed.