A: Regulation according to law and strict enforcement
B: Non-interference in the internal management of financial institutions
C: Comprehensive and systematic regulation
D: Fair, just and open
E: Organic unification
F: Balance on regulatory cost and efficiency
G: Overall planning
举一反三
- The "twin peak" regulation model refers to the establishment of two types of regulation institutions, which are respectively responsible for the regulation of financial institutions and financial businesses.
- The "twin peak" regulation model refers to the establishment of two types of regulation institutions, which are respectively responsible for the regulation of financial institutions and financial businesses. A: 正确 B: 错误
- The general objectives of financial regulation are ( ). A: Ensuring financial stability and security and preventing financial risks B: Protection of financial consumer rights C: Improving the efficiency of the financial system D: Regulate the behavior of financial institutions and promote fair competition E: Guarantee the profitability of financial institutions F: Guarantee investors to make money
- Financial innovation and financial regulation affect and promote each other. The specific manifestation is that financial regulation stimulates financial innovation, and financial innovation increases the difficulty of regulation and promotes the development of regulation.
- Which of the following is least likely to be considered an objective of financial market regulation according to the International Organization of Securities Commissions (IOSCO)() A: Protect investors. B: Reduce systemic risk. C: Develop individual financial regulatory standards for each country to reflect the unique needs of each market.
内容
- 0
The role of financial regulation is ( ). A: It is conducive to safeguarding the interests of the public B: It is conducive to maintaining the stable running of finance in society in the production process C: It is conducive to preventing the spread of financial risks D: Help to maintain the stability of the monetary system and financial order E: It is conducive to the implementation of monetary policy by the central bank F: It is conducive to increase the profits of various financial institutions
- 1
Reheat steam temperature is mainly regulated by (). A: Steam side regulation B: Flue gas side regulation C: Bilateral accommodation D: Water bath regulation
- 2
The delivery process belongs to () A: Neuro regulation B: Humoral regulation C: Autoregulation D: Positive feedback regulation E: Negative feedback regulation
- 3
Which of the following was one of the facets of the Industrial Revolution in America according to Daniel Wren? A: Efficiency B: Automation C: Government regulation D: Power
- 4
One<br/>purpose of regulation of financial markets is to A: limit the profits of financial institutions. B: increase competition among financial institutions. C: promote the provision of information to shareholders, depositors and<br/>the public. D: guarantee that the maximum rates of interest are paid on deposits.