The principles of financial regulation mainly include ( ).
A: Regulation according to law and strict enforcement
B: Non-interference in the internal management of financial institutions
C: Comprehensive and systematic regulation
D: Fair, just and open
E: Organic unification
F: Balance on regulatory cost and efficiency
G: Overall planning
A: Regulation according to law and strict enforcement
B: Non-interference in the internal management of financial institutions
C: Comprehensive and systematic regulation
D: Fair, just and open
E: Organic unification
F: Balance on regulatory cost and efficiency
G: Overall planning
举一反三
- The "twin peak" regulation model refers to the establishment of two types of regulation institutions, which are respectively responsible for the regulation of financial institutions and financial businesses.
- The "twin peak" regulation model refers to the establishment of two types of regulation institutions, which are respectively responsible for the regulation of financial institutions and financial businesses. A: 正确 B: 错误
- The general objectives of financial regulation are ( ). A: Ensuring financial stability and security and preventing financial risks B: Protection of financial consumer rights C: Improving the efficiency of the financial system D: Regulate the behavior of financial institutions and promote fair competition E: Guarantee the profitability of financial institutions F: Guarantee investors to make money
- Financial innovation and financial regulation affect and promote each other. The specific manifestation is that financial regulation stimulates financial innovation, and financial innovation increases the difficulty of regulation and promotes the development of regulation.
- Which of the following is least likely to be considered an objective of financial market regulation according to the International Organization of Securities Commissions (IOSCO)（） A: Protect investors. B: Reduce systemic risk. C: Develop individual financial regulatory standards for each country to reflect the unique needs of each market.