A: a stockbroker.
B: the Australian Securities Exchange.
C: the Australian Securities Commission.
D: an insurance company.
举一反三
- ( ) are other financial companies that are entrusted with, run businesses and manage money on behalf of people. A: Trust Investment Corporation B: Investment Fund C: Securities Company D: Insurance Company
- China's current financial system is under the direct administration of the State Council and is now composed of _____. A: the People’s Bank of China B: China Banking Regulatory Commission C: China Securities Regulatory Commission D: China Insurance Regulatory Commission
- Which of the following organizations is least likely involved with enforcing compliance with financial reporting standards A: Financial Service Authority (FSA). B: Securities and Exchange Commission (SEC). C: International Accounting Standards Board (IASB).
- Members of the Public Company Accounting Oversight Board are appointed and overseen by: （ ） A: the U.S. Congress. B: the American Institute of Certified Public Accountants. C: the Auditing Standards Board. D: the Securities and Exchange Commission.
- In international trade, the commission is usually collected by ___________. A: the exporter B: the importer C: the insurance company D: the intermediary
内容
- 0
Which of the following is not an objective of the Securities and Exchange Commission? A: maintain integrity of the securities markets B: advise investors about which particular stocks are good buys C: require firms to provide specific information to investors D: regulate major participants in securities markets
- 1
Members of the of the Public Company Accounting Oversight Board are<br/>appointed and overseen by ( ) A: the B: the<br/>American Institute of Certified Public Accountants. C: the Securities and Exchange Commission. D: the<br/>Auditing Standards Board. E: Congress.
- 2
国外金融、证券、保险行业的公司常用（）表示“公司”。 A: financial company B: stocks company C: insurance exchange D: financial agent
- 3
Which of the following is not true about federal laws A: Federal laws are enforced by the Securities and Exchange Commission. B: Federal laws apply to securities listed on the national security exchanges. C: Federal laws apply to mutual funds and all of OTC stocks. D: Federal laws require the registration of new securities.
- 4
Which ones belong to the analysis of the relationship between the company's situation and the securities market? A: Company operation analysis B: Analysis of the company's accounting data C: Company financial analysis D: Industrial cycle analysis of the company E: Analysis of the financial structure of the company