Compared to money market securities, capital market securities have _________

A dealer in the securities market is an individual or firm that buying and selling securities for their own account、

available-for-sale securities

6.equity securities

Which of the following are securities?

有价证券(Marketable securities)

An example of a financial intermediary is: () A: a stockbroker. B: the Australian Securities Exchange. C: the Australian Securities Commission. D: an insurance company.

Securities are traded in Primary Market.

Primary market refers to the market ____________. A: that attempts to identify mispriced securities and arbitrage opportunities. B: in which investors trade already issued securities. C: where new issues of securities are offered. D: in which securities with custom-tailored characteristics are designed.

Which of the following is not an objective of the Securities and Exchange Commission? A: maintain integrity of the securities markets B: advise investors about which particular stocks are good buys C: require firms to provide specific information to investors D: regulate major participants in securities markets