Which of the following is not an objective of the Securities and Exchange Commission?
A: maintain integrity of the securities markets
B: advise investors about which particular stocks are good buys
C: require firms to provide specific information to investors
D: regulate major participants in securities markets
A: maintain integrity of the securities markets
B: advise investors about which particular stocks are good buys
C: require firms to provide specific information to investors
D: regulate major participants in securities markets
举一反三
- Which of the following statements about financial markets and securities are true?
- Which of the following is not true? A: Interest rate parity theory links money markets and FX market. B: PPP theory relates the money market and the FX market. C: Fisher open links securities markets to the spot exchange rate market. D: Fisher effect relates goods markets to the securities market.
- Primary market refers to the market ____________. A: that attempts to identify mispriced securities and arbitrage opportunities. B: in which investors trade already issued securities. C: where new issues of securities are offered. D: in which securities with custom-tailored characteristics are designed.
- The regulation of security markets A: protects investors from poor investments B: is enforced by the Federal Reserve C: is enforced by the SEC D: applies only to government securities
- Which of the following are securities?