Which of the following is not true about federal laws
A: Federal laws are enforced by the Securities and Exchange Commission.
B: Federal laws apply to securities listed on the national security exchanges.
C: Federal laws apply to mutual funds and all of OTC stocks.
D: Federal laws require the registration of new securities.
A: Federal laws are enforced by the Securities and Exchange Commission.
B: Federal laws apply to securities listed on the national security exchanges.
C: Federal laws apply to mutual funds and all of OTC stocks.
D: Federal laws require the registration of new securities.
举一反三
- Which of the following is NOT thought to be the power of the national government in the federal government system? A: control of federal money B: control of interstate commerce C: control of national defense D: control of state criminal and civil laws
- Laws of the State should be changed if they don’t agree with the federal laws. _______
- The Federal Government doesn’t have the power to make laws for the peace, order and good government of Canada.
- The regulation of security markets A: protects investors from poor investments B: is enforced by the Federal Reserve C: is enforced by the SEC D: applies only to government securities
- The Federal Government doesn’t have the power to make laws for the peace, order and good government of Canada. A: 正确 B: 错误