A: Federal laws are enforced by the Securities and Exchange Commission.
B: Federal laws apply to securities listed on the national security exchanges.
C: Federal laws apply to mutual funds and all of OTC stocks.
D: Federal laws require the registration of new securities.
举一反三
- Which of the following is NOT thought to be the power of the national government in the federal government system? A: control of federal money B: control of interstate commerce C: control of national defense D: control of state criminal and civil laws
- Laws of the State should be changed if they don’t agree with the federal laws. _______
- The Federal Government doesn’t have the power to make laws for the peace, order and good government of Canada.
- The regulation of security markets A: protects investors from poor investments B: is enforced by the Federal Reserve C: is enforced by the SEC D: applies only to government securities
- The Federal Government doesn’t have the power to make laws for the peace, order and good government of Canada. A: 正确 B: 错误
内容
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The Food and Drug Administration is a federal agency responsible for （）laws designed to protect purity and safety of food and drugs. A: enforcing B: enhancing C: endowing D: entailing
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Which of the following is NOT thought to be the power of the national government in the federal government system? A: p.p1 {margin: 0.0px 0.0px 0.0px 0.0px; line-height: 19.0px; font: 13.0px 'Helvetica Neue'}control of money B: control of interstate commerce C: control of national defense D: control of the state criminal and civil laws
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In 1985, ______. A: inflation was taken into account in the federal government's income tax policy B: inflation rate was brought under control and income lax rate was reduced C: a number of states made their own laws against the rising inflation D: the federal government adopted several inflation combating policies
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Which of the following is not an objective of the Securities and Exchange Commission? A: maintain integrity of the securities markets B: advise investors about which particular stocks are good buys C: require firms to provide specific information to investors D: regulate major participants in securities markets
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Which of the following is not an example of a public policy? A: equilibrium laws B: rent-control laws C: minimum-wage laws D: taxes