A secondary market is a financial market in which new securities are traded, while a primary market is for trading second-handed securities.

Primary market refers to the market ____________. A: that attempts to identify mispriced securities and arbitrage opportunities. B: in which investors trade already issued securities. C: where new issues of securities are offered. D: in which securities with custom-tailored characteristics are designed.

Asset allocation refers to () A: choosing which securities to hold based on their valuation. B: investing only in "safe" securities. C: the allocation of assets into broad asset classes. D: bottom-up analysis.

Which of the following is not true about federal laws A: Federal laws are enforced by the Securities and Exchange Commission. B: Federal laws apply to securities listed on the national security exchanges. C: Federal laws apply to mutual funds and all of OTC stocks. D: Federal laws require the registration of new securities.

Compared to money market securities, capital market securities have _________

A dealer in the securities market is an individual or firm that buying and selling securities for their own account、

He made a lot of money from an (invest) _______ in government securities.

available-for-sale securities

6.equity securities

Which of the following are securities?