• 2022-06-15 问题

    Sean Dahib, CFA, is in charge of the compliance program at his investment firm. According to the Standards of Practice Handbook, as a supervisor, Sean should least likely perform which of the following activities() A: Respond promptly to all violations. B: Disseminate the contents of the program to all personnel. C: Periodically update the procedures to ensure that the measures are adequate under the law.

    Sean Dahib, CFA, is in charge of the compliance program at his investment firm. According to the Standards of Practice Handbook, as a supervisor, Sean should least likely perform which of the following activities() A: Respond promptly to all violations. B: Disseminate the contents of the program to all personnel. C: Periodically update the procedures to ensure that the measures are adequate under the law.

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