Which is not an activity of investment banks? A: Underwriting new issues of corporate stocks and bonds. B: Acting as deal-makers in mergers. C: Acting as intermediaries in the buying and selling of businesses or parts of businesses. D: Underwriting new issues of federal government bonds.

Which of the following is not Investment banks' business A: Saving B: underwriting C: M&A consulting D: Trading

The main job of the broker is ( ). A: Helping investors buy and sell stocks B: Helping issuers issue shares C: Helping securities dealers to trade stocks D: Underwriting the issuer's shares

Which of the following is least likely to occur during a ʺhardʺ insurance market period? A: difficulty in obtaining insurance B: tightening underwriting standards C: higher insurer profits D: increasing premiums

In the following options, the People's Bank of China may not participate in (). A: direct subscription of government bonds B: underwriting government bonds C: financial overdraft D: buying private equity E: participation in secondary market operations in capital markets

The Standards of Practice Handbook is least likely to require a member of member’s firm to disclose which of the following to clients and prospective clients（） A: Underwriting relationships. B: Market-making activities. C: Obligation to abide by CFA Institute Code of Ethics and Standards of Professional Conduct.